Tag: CMOs, SEC
SEC issues update on CMOs’ registration
The Securities and Exchange Commission (SEC) has issued an update on registration by all registered Capital Market Operators stating that CMOs yet to renew their...
Foreign stocks: SEC to register, monitor brokers to ensure transparency
The Securities and Exchange Commission is to register and actively monitor brokers selling stocks for foreign companies in furtherance of its mandate of ensuring...
SEC denies recruitment exercise, disowns fake websites
The Securities and Exchange Commission, SEC, has denied conducting any recruitment exercise as being circulated in several websites and blogs purportedly associated to...
SEC tasks investors on e-dividend
The Securities and Exchange Commission has again urged investors in the capital market to register for e-dividend so that they can receive the benefits of their...
SEC reminds CMOs on KYC update
Capital Market Operators have been reminded of the Securities and Exchange Commission’s directives on update of investors’ Know Your Customer information which it...
SEC to engage Fintech players
…. To sanction operators frustrating e-dividend The Securities and Exchange Commission has stated that it will continue to engage players in the Fintech space and...
SEC holds first CMC meeting in Year 2021
The Securities and Exchange Commission (SEC) has announced that the first Capital Market Committee (CMC) meeting in 2021 will hold from Thursday April 15 to Friday April...
SEC warns on proliferation of unregistered online platforms
The Securities and Exchange Commission has warned the investing public on the proliferation of unregistered online investment and trading platforms facilitating access...
SEC releases rules on warehousing and collateral management
In a bid to ensure the nation has a vibrant commodities trading ecosystem which would in turn translate into foreign exchange earnings for the country, the Securities...
SEC at the Senate again
R, Head, Finance and Accounts Securities andExchange Commission Mr Frank Aul, Executive Commissioner CorporateServices SEC Mr Ibrahim Boyi and Executive Commissioner...
